Compliance Executive

Location Malta
Discipline: Compliance, Regulatory
Job type: Full-time
Contact name: Besart Kondi

Contact email: [email protected]
Job ref: 16071
Published: about 1 month ago
On behalf of our Client a well-known CSP we are recruiting for the role of Compliance Executive with the following requisites: 

Duties:
  • Assisting with the management of internal audit procedures, practices and documents;
  • Assisting with the Implementation and management of company policies including risk management policies and procedures;
  • Assisting with the delivery of AML and CFT training;
  • Ensuring compliance with multi-national anti-money laundering laws and sanctions, and assisting with the reporting of suspicious transactions;
  • Assisting with the ongoing monitoring and reviewing all communications and notifications to regulatory bodies;
  • Collecting and maintaining client due diligence documentation in line with the client on-boarding procedures;
  • Carrying out Client Risk Assessments at on-boarding stage and on an on-going basis;
  • Conducting and analysing client screening investigations;
  • Implementation of in-house client acceptance requirements;
  • Client re-evaluation in line with our quality and risk management policies;
  • Liaison with relevant departments to address, advise and gather the necessary information on queries to comply with AML / CFT procedures, including compliance checks;
  • Updating of records, including the upkeep of physical files and electronic systems;
  • Preparation and submission of statutory filings as well as performing other statutory obligations;
 
Requirements:
  • At Least one year experience working within compliance and/or regulatory compliance.
  • Knowledge of Corporate industry regulations and standards
  • Have a strong working knowledge of the Maltese regulatory framework and AML / CFT Handbook.
  • Knowledge in Due diligence & AML functions & practices
  • Fluent in both written and spoken English.
  • Proficient in the use of Office Applications.
  • Ability to manage multiple tasks and meeting deadlines.
  • Able to work independently as well as in a team.
  • Attention to detail.
  • Strong communication and presentation skills