Duties include:
- Appointed the MLRO of the Company
- Act as designated employee to clients where the Company provides MLRO services
- Assist the Head of Compliance and the Managing Director to provide day-to-day support in the development, implementation and maintenance of financial crime compliance programs for a variety of clients including, but not limited to, Fund Managers, Funds, MiFID and Financial Institutions;
- Assist with the development and implementation of AML/CFT policies and procedures-ensure compliance policies and procedures are effectively communicated to client, in accordance with the client’s regulatory requirements;
- Be proactive to work with the Managing Director to carry out business development;
- Monitor and interpret new AML/CFT regulations which could impact clients;
- Monitor FIAU and MFSA circulars etc to follow up with clients;
- Assist with the drafting of quarterly MLRO reports;
- Assist with the drafting of Business Risk Assessments;
- Assist with the drafting of Risk Evaluation Questionnaires;
- Assist with compliance monitoring and testing;
- Assist regulators during their onsite visits; and
- Carry out AML/CFT training to staff and clients;
Requirements:
- Extensive experience in AML is required
- Candidates must ideally already be PQ'd by the MFSA
- Experience within funds and investment services would be considered an asset