Regulatory Specialist (Legal)

Location Malta
Discipline: Compliance, Regulatory, Legal
Contact name: Ricoh Davids

Contact email: [email protected]
Job ref: 15507
Published: 4 months ago
An auspicious client of ours is seeking to add a lawyer with a regulatory background in Corporate and Investments Schemes to their organization.

Responsibilities:
  • Handling regulatory projects (set up of Sicavs and investment funds).
  • Dealing with external parties, including external law and regulatory firms;
  • Prepare and maintain standard agreements (NDA, Corporate Agreements etc.);
  • Liaison with the Regulators, mainly for the approval of new schemes/investment funds.
  • Oversee governance matters and corporate record keeping;
  • Reviewing contracts with clients, partners, and vendors
  • Manage relationships with outside counsel, engage outside counsel in a strategic manner, and manage all legal/regulatory work.
  • Support the Compliance Officers and MLROs for the implementation of policies and procedures (relating to AML, Compliance, etc)
Requirements:
  • Being a team member for at least 4-5 years of a legal/regulatory department in a Maltese firm.
  • Team player;
  • Must be efficient and have the ability to multi-task with an assertive, independent, and can-do attitude;
  • Law degree;
  • Enjoys working collaboratively and cross-functionally on teams, as well as independently;
  • Ability to work efficiently and effectively with little supervision in a fast-paced, dynamic environment;
  • Proactively solves problems and makes decisions;
  • Expertise in drafting/reviewing Offering Memorandums and Offering Supplements would be a +
  • Background and training in AML would also be +
  • Sharp, strategic thinker with the ability to adapt to a variety of internal and external scenarios and contexts;
  • Excellent written and verbal communication skills with meticulous attention to detail.
A very attractive remuneration package will be given to the correct candidate.