Regulatory Compliance Officer

Location Malta
Discipline: Compliance
Contact name: Francesca Buhagiar

Contact email: [email protected]
Job ref: 15271
Published: about 1 month ago
Our client is seeking to recruit for a Regulatory Compliance Officer. The role is Reporting to the Head of Regulatory Compliance. The selected candidate will join the Regulatory Compliance team and will be involved in periodical reconciliations, ongoing monitoring and thematic reviews.

Duties include: 
  • Assisting the Head of Regulatory Compliance with day-to-day matters, such as advertisement, MiFID or Market Abuse related rules
  • Participating in the development of the Compliance Monitoring Plan for MiFID, Market Abuse, Governance and Miscellaneous topics
  • Executing ongoing monitoring and thematic reviews in line with the Compliance Monitoring Plan
  • Assisting in the compilation of regulatory reporting
  • Performing administrative tasks and other ad-hoc duties
Requirements:
  • The ideal candidate shall be reading for a Degree preferably in Banking, Compliance or have the equivalent technical knowledge of regulations applicable to Banks and Investment Firms
  • At least 2 years' experience in a control function
  • Experience in the execution of a compliance monitoring plan will be considered an asset
  • An understanding in Investments will be considered an asset
  • Excellent verbal and written communication skills in English
An attractive salary will be offered to the right candidate.