Compliance Analyst

Location Malta
Discipline: Compliance
Contact name: Aleksandra Lenkiewicz

Contact email: [email protected]
Job ref: 15277
Published: about 1 year ago
Our well-established client is seeking to recruit a Compliance Analyst. 

Duties include: 
  • Monitoring regulatory and legislative developments
  • Supporting the business to respond to regulatory change through leading regulatory change projects
  • Guiding the business in their interaction with international, institutional and corporate customers at onboarding stage and during the course of the customer relationship (non AML related
  • Identifying compliance risks and supporting the business to improve/introduce controls to mitigate risks
  • Assisting in the execution of the Compliance Monitoring Plan
  • Assisting in dealing with correspondence and/or responding to queries from regulators
  • Dealing with customer complaints to ensure they are resolved in line with regulatory standards.
  • Performing oversight over Regulatory Reporting
  • Working to achieve increased compliance awareness and maintain a strong business compliance culture
  • Other ad-hoc duties required for the operation of the Compliance function
  • University degree in Banking, Finance or Law is considered an asset
  • IFS Qualifications or other relevant banking/investments/compliance qualifications
  • Knowledge of financial services legislation and regulation, in relation to banking and investment products and services
  • Preferably a minimum of 1 year experience working in the financial services industry
  • Ability to research and analyze, with attention to detail
  • Must have objective approach to be able to exercise independent judgment
  • Assertive individual
  • Excellent command of English, both oral and written
Attractive salary will be offered to the right candidate.