Regulatory Compliance Manager

Location Malta
Discipline: Compliance, Regulatory
Job type: Full-time
Contact name: Francesca Buhagiar

Contact email: [email protected]
Job ref: 16089
Published: 6 months ago
Our client, an established company within the fintech industry is seeking to recruit a Regualtory Compliance Manager. The Compliance Manager will form part of the Compliance team, reporting directly into our Head of Compliance and MLRO based in Malta. 

Duties include:
  • Preparation and review of Compliance management information, reports & related materials
  • Conducting compliance monitoring / internal auditing reviews of business activities, report and manage remediations
  • Participating in specific committees to document the context and key actions and ensure follow-up by the businesses
  • Maintaining and improving compliance policies and procedures that align with EU & UK best practice and maintain all team members engage with said policies well;
  • Interpreting and educating regulatory requirements to other key team members across the company 
  • Maintaining the risk registry and associated risk assessments in line with company policy and procedures
  • Conducting gap analysis
  • Leading efforts to assess the compliance of third- party entities, evaluating their practices against established standards and contractual obligations
  • Deputising for the Head of Compliance as required
  • Candidates must possess a strong working knowledge of FCA and EU regulations, especially applicable to risk, compliance monitoring, policy, regulatory reporting and management information related conduct knowledge
  • Management experience within the the banking industry
  • 5 years + experience working within a similar role
  • Proficient in the English language 
  • Demonstrable track-record of working within regulatory regimes including coverage of risk and associated compliance frameworks and generating accurate regulatory reports
  • Experience in creating, writing and managing the ownership of the policies and procedures framework
  • Familiar with working in pressurised and high volume environments
  • The ability to work with your own initiative

An attractive remuneration package will be offered to the individual with the right skillset.