Duties include:
- Preparation and review of Compliance management information, reports & related materials
- Conducting compliance monitoring / internal auditing reviews of business activities, report and manage remediations
- Participating in specific committees to document the context and key actions and ensure follow-up by the businesses
- Maintaining and improving compliance policies and procedures that align with EU & UK best practice and maintain all team members engage with said policies well;
- Interpreting and educating regulatory requirements to other key team members across the company
- Maintaining the risk registry and associated risk assessments in line with company policy and procedures
- Conducting gap analysis
- Leading efforts to assess the compliance of third- party entities, evaluating their practices against established standards and contractual obligations
- Deputising for the Head of Compliance as required
- Candidates must possess a strong working knowledge of FCA and EU regulations, especially applicable to risk, compliance monitoring, policy, regulatory reporting and management information related conduct knowledge
- Management experience within the the banking industry
- 5 years + experience working within a similar role
- Proficient in the English language
- Demonstrable track-record of working within regulatory regimes including coverage of risk and associated compliance frameworks and generating accurate regulatory reports
- Experience in creating, writing and managing the ownership of the policies and procedures framework
- Familiar with working in pressurised and high volume environments
- The ability to work with your own initiative
An attractive remuneration package will be offered to the individual with the right skillset.